-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaVEEZ4vru31dsGYsR/1uxXLvHV4Q1YZeHzzlkHSW4XCysxhD6X3S+eQAplt3g4P ZUzmBVJfEkn6hqw60u5E4w== 0001009448-04-000019.txt : 20040217 0001009448-04-000019.hdr.sgml : 20040216 20040217163104 ACCESSION NUMBER: 0001009448-04-000019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CALABRESE JOSEPH J CENTRAL INDEX KEY: 0001200587 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O HARVEY ELECTRONICS INC STREET 2: 205 CHUBB AVE CITY: LYNDHURST STATE: NJ ZIP: 07071 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEY ELECTRONICS INC CENTRAL INDEX KEY: 0000046043 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 131534671 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-03251 FILM NUMBER: 04609219 BUSINESS ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018420078 MAIL ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO DATE OF NAME CHANGE: 19700731 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO INC DATE OF NAME CHANGE: 19690918 SC 13G 1 jc13g.txt JOSEPH J. CALABRESE SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___)* Harvey Electronics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 417660 10 7 ------------------------------------------------------------------------------ (CUSIP Number) December 31,2003 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP No. 417660 10 7 - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Joseph J. Calabrese - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- -------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 201,702* OWNED BY EACH REPORTING PERSON WITH --------- ---------------------------------------------- 6 SHARED VOTING POWER 0 --------- ---------------------------------------------- 7 SOLE DISPOSITIVE POWER 201,702* --------- ---------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ----------------------- --------- ---------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 201,702* - ----------- -------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] *Includes options to purchase to 190,000 shares of the Issuer's Common Stock. - ----------- -------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% - ----------- -------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------- SCHEDULE 13G Item 1 (a) Name of Issuer: Harvey Electronics, Inc. (b) Address of Issuer's Principal Executive Offices: 205 Chubb Avenue Lyndhurst, NJ 07071 Item 2 (a) Name of Person Filing: Joseph J. Calabrese (b) Address of Principal Business Office or, if None, Residence: c/o Harvey Electronics, Inc. 205 Chubb Avenue Lyndhurst, NJ 07071 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 417660 10 7 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable Item 4. Ownership. As of December 31, 2003: (a) Amount beneficially owned:201,702* (b) Percent of class:5.7% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 201,702* (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 201,702* (iv) Shared power to dispose or direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 17, 2004 /s/ Joseph J. Calabrese ------------------------ Joseph J. Calabrese -----END PRIVACY-ENHANCED MESSAGE-----